
Understanding Schedule 13D: Filing Process & Key Requirements
Aug 26, 2025 · Schedule 13D is a critical SEC filing required within 10 days of acquiring more than 5% of a company's voting shares. This form, also known as a "beneficial ownership …
13D Research & Strategy
Aug 28, 2001 · 13D’s two weekly publications give investors and leaders an advantage over the markets. We provide in-depth research on past and present themes, as well as our original, …
17 CFR § 240.13d-1 - Filing of Schedules 13D and 13G.
(1) A person who would otherwise be obligated under paragraph (a) of this section to file a statement on Schedule 13D (§ 240.13d-101) may, in lieu thereof, file with the Commission, a …
Exchange Act Sections 13 (d) and 13 (g) and Regulation 13D-G …
Jul 11, 2025 · Answer: Yes. The customer is “deemed” to have acquired beneficial ownership of greater than five percent of the class pursuant to Rule 13d-5 (a) and, therefore, must file a …
Schedules 13D and 13G - Investor.gov
When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, …
Understanding Schedule 13D and 13G SEC Filings: When to file, …
Jun 10, 2025 · Learn the difference between Schedule 13D and 13G filings. Learn SEC requirements, deadlines, and filing procedures.
Schedule 13D - Wikipedia
Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of …
Schedule 13D: What It Is, How to File, Requirements, Example
Sep 27, 2024 · What Is Schedule 13D? Schedule 13D, also known as the “Beneficial Ownership Report,” is a regulatory filing that must be submitted to the SEC by any person or group that …
Schedule 13D vs Schedule 13G: Deadlines, Requirements & Filing …
Jun 11, 2025 · Learn the key differences between Schedule 13D and 13G SEC filings. Understand when to file each form, deadlines, beneficial ownership rules, and get expert filing …
SEC Adopts Amendments to Beneficial Ownership Reporting Rules …
Oct 30, 2023 · Sections 13 (d) and 13 (g) of the Exchange Act require that beneficial owners of more than 5% of a voting class of equity securities registered under Section 12 of the …