"The transaction is progressing well, and we continue to track towards our 90% retention target. Thus far, advisors representing nearly 80% of assets have signed to stay with Commonwealth and LPL," ...

George Ndifor Jing refused to provide documents and information requested by the regulator, according to the order.

One of his supervisors, Summer Jamison, who served as a market director, sexually harassed Holston — a married gay man — by "forcibly placing his hands on her bare breasts, making sexual comments to ...

Whether clients are retired or still working, there are options for reducing or relocating traditional retirement account ...

Andrew Sullivan, Prudential's CEO, talked about the company's RILA sales philosophy Thursday, during a conference call with securities analysts. Prudential has generated at least $1 billion in annuity ...