Concurrent Investment Advisors, a hybrid registered investment advisor with a 1099 affiliation model, has made a minority investment in a Longboat Key, Fla.-based asset manager. Concurrent, which is ...

Cresset, a $72 billion registered investment advisor based in Chicago, announced plans to merge with Monticello Associates, an employee-owned institutional consulting firm with $124 billion in assets ...

Main Street Financial Solutions, a Newtown, Pa.-based RIA with $2.5 billion in client assets, has launched a three-person RIA of former wirehouse and broker/dealer employees based in Malvern, Pa ...

Authorities arrested a Florida man for allegedly swindling over $600,000 from 11 investors, according to New York Attorney General Letitia James. James claimed Marc Henry Menard’s three-year ...

Fiduciary Network exits its investment in Pathstone, as the private equity firm takes a significant stake in the RIA.

Hightower said it has acquired an undisclosed ownership stake in Frontier Investment Management, a $3.3 billion RIA based in Dallas, the firm's third and largest deal this year.

Voya Financial has agreed to acquire OneAmerica Financial’s retirement plan business, which encompasses over $60 billion of assets under administration. The deal is expected to close on Jan. 1 ...

The top SMA managers of the the decade, per Informa Investment Solutions’ PSN Top Gun awards.

In addition, Cetera snags former Osaic advisor; Bleakley names acquisitions with over $1B in assets; Cary Street gets majority PE stake; and Savvy hires first head legal and compliance counsel.

In this week’s advisor deals and moves, Carson Wealth snags a $608M firm, RIA holding company Aspen acquires its third firm, and a $580M RIA joins Sanctuary’s independent partner channel.

This week, Ameriprise, Cetera and LPL poach from competitors, NewEdge acquires a firm in Nebraska, and Bluespring adds to its LifeBridge RIA with a Texas-based team.