The Securities and Exchange Commission’s aggressive crackdown on disclosures surrounding payments by funds to financial advisers has some wondering if the agency is really trying to eliminate the ...
The mutual fund fees known as 12b-1s have morphed into something few envisioned when the SEC created them 25 years ago. With regulators now poised to address that transformation, many reps are ...
Fund costs are down, transparency is up — and yet avoiding controversial fees in a portfolio is still easier said than done due to one of the industry's bugaboos: 12b-1 fees. Processing Content Even ...
The Securities and Exchange Commission has continued to bring cases against advisors for 12b-1 fee violations since ending its Share Class Selection Disclosure Initiative in April 2020. Under the ...
Join our daily and weekly newsletters for the latest updates and exclusive content on industry-leading AI coverage. Learn More Stability AI is continuing its rapid pace of new model development with ...
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