From time to time, it’s a good idea to look at technologies that may not be available to enterprise IT today, but could be soon. One such technology is currently focused at resellers, service ...

Financial Industry Regulatory Authority President and CEO Robert Cook said he wants examinations of firms’ branch offices to stay remote into next year, speaking at the Securities Industry and ...

Brokers are getting at least another month to comment on a proposal that would let them conduct their internal inspections of home and branch offices remotely. Processing Content The Financial ...

During the COVID-19 pandemic, broker-dealers successfully demonstrated their ability to maintain regulatory compliance remotely in many ways. Data from a new survey – conducted by SIFMA and Protiviti ...

State regulators cite brokers' outside business activities and 'off-channel communications' as two areas that can't be overseen from afar. By Mark Schoeff Jr. Two Finra proposals that would allow ...

But LPL Financial, Fidelity back the idea of allowing supervisors to work from home, using technology to oversee reps, as they did during the pandemic. By Mark Schoeff Jr. State regulators and ...

Remote and branch offices are frequently under-secured, making them a vulnerable point in enterprise cyber defense strategies. These environments often lack the robust IT controls and monitoring of ...

The following content is from an older version of this website, and may not display correctly. Nuage Networks is extending its network virtualization out to the branch office, letting carriers offer ...